Investment Executive Weekly newsletter

Week of August 16, 2019
Your Weekly e-newsletter and alerts
Go to website

Industry News
$80-million proposed class action filed against RBC Life Insurance
Allegations include shortchanging commissioned employees on holiday pay
August 8, 2019

From the Regulators
Rookie RBC banker faces insider trading charges
Investment banker alleged to have profited from knowledge about a planned acquisition
August 12, 2019

From the Regulators
IIROC to shutter firm facing capital crunch
Firm reported a negative capital position this month
August 12, 2019

Products
HSBC terminating advisor series mutual funds
Firm will continue to offer other series of funds
August 9, 2019

From the Regulators
Sales practices, suitability remain concerns for OSC
Referral cases more than doubled from 2018 to 2019
August 8, 2019

From the Regulators
Scheme to game audit regulators results in jail time
Advance notice of audit inspections was meant to help audit firm improve its performance
August 9, 2019

People
Jordy Chilcott appointed president of Sun Life Global Investments
August 8, 2019

Research and Markets
DBRS upgrades CI Financial's ratings trend
August 13, 2019

Ellen Bessner
When a client names you executor of their estate
August 9, 2019

Products
World's first vegan ETF launches next month
August 12, 2019

Partner Reports
Taking a boutique approach
Ultra high-net-worth clients want a bespoke experience powered by a global platform
August 13, 2019

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions