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Monday August 12, 2019
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Products
HSBC terminating advisor series mutual funds
Firm will continue to offer other series of funds
August 9, 2019

From the Regulators
Scheme to game audit regulators results in jail time
Advance notice of audit inspections was meant to help audit firm improve its performance
August 9, 2019

Industry News
GMP reports net loss of $3.8 million
Firm blames decline in equity underwriting transactions and the the sale of its capital markets business
August 9, 2019

Research and Markets
U.K. economy shrinks for first time since 2012 as Brexit bites
The decline was unexpected
August 9, 2019

Research and Markets
Canadian economy shed jobs in July
But wage growth reached its highest mark since 2009
August 9, 2019

Research and Markets
Pace of housing starts slows in July
But starts still beat economists' expectations
August 9, 2019

From the Regulators
SEC seeks to modernize disclosure rules
August 9, 2019

Research and Markets
Leveraged loan risks lurk at financial firms, Fitch warns
August 9, 2019

Ellen Bessner
When a client names you executor of their estate
IIROC and MFDA advisors could lose their licence if they act as an executor and/or beneficiary
August 9, 2019

Appointment Notices
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