Investment Executive AM newsletter

Friday July 26, 2019
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From the Regulators
IIROC fines, suspends rep for trading misconduct
Fines, disgorgement and costs total $105,000
July 25, 2019

Research and Markets
Everybody loses with new NAFTA: report
C.D. Howe Institute says new deal is “marginally” better than no deal at all
July 25, 2019

Industry News
New acquisition bolsters climate risk capacity for Moody’s
Moody’s has acquired a majority stake in Four Twenty Seven
July 25, 2019

From the Regulators
Former rep permanently banned for ‘deceitful’ conduct
Man used falsified documents to apply for a personal line of credit
July 25, 2019

From the Regulators
Cryptoasset firm settles with OSC
CoinLaunch Corp. to pay $42,000 in penalties and disgorgements
July 25, 2019

Industry News
RIA launches RI Marketplace
New website features a directory of advisors with RI expertise
July 25, 2019

Research and Markets
European Central Bank joins Fed in paving way for stimulus
July 25, 2019

Research and Markets
Wage gains hit 15-month high in May: StatsCan
July 25, 2019

Appointment Notices
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