Investment Executive AM newsletter

Thursday July 25, 2019
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From the Regulators
Former rep who inherited client’s Air Miles permanently banned
Settlement agreement also includes a $40,000 fine, $5,000 in costs
July 24, 2019

From the Regulators
Facebook settles allegations it misled investors
Social media giant agrees to pay US$100 million
July 24, 2019

From the Regulators
Alberta man previously banned by ASC gets jail time
The ASC imposed a one-year ban on the man in 2015
July 24, 2019

Products
ETF sales lag mutual fund inflows in June
Bond funds saw big sales, while money flowed out of equity funds
July 24, 2019

Products
Canada Life unveils new product shelf
Lineup reflects recent brand consolidation of Great-West Lifeco's three insurance firms
July 24, 2019

Research and Markets
Do fixed income allocations require a second look?
What to make of the rising prices of stocks and bonds
July 24, 2019

Research and Markets
Anti-money laundering compliance costlier for firms that don’t use tech: report
July 23, 2019

Susan Silma
Protect your vulnerable clients while protecting yourself
How advisors can guard their vulnerable clients from financial exploitation and avoid the risk of regulatory action
July 24, 2019

Appointment Notices
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