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Monday July 22, 2019
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From the Regulators
B.C. firm admits to misusing 'soft dollars' in settlement with regulator
Genus Capital Management will pay back $1.67 million to clients
July 19, 2019

From the Regulators
MFDA consults on CE accreditation process
Regulator may allow member firms to accredit CE activity of their own reps
July 19, 2019

Industry News
BoC lowers qualifying rate used in mortgage stress tests
The rate is now 5.14%
July 19, 2019

From the Regulators
OSC reaches $2 million settlement with Caldwell over best execution failures
A panel said the firm failed to put client interests ahead of its own
July 19, 2019

From the Regulators
Members wanted for FSRA pension advisory committees
Committees will advise the regulator on three pension-related areas
July 19, 2019

Industry News
Appeal court finds former Manulife employee was entitled to rescind retirement
Court orders that former employee should receive 12 months’ salary in lieu of notice
July 19, 2019

Products
Inaugural green bond offering from Scotiabank closes
July 19, 2019

People
iA Financial Group names new EVP and CIO
July 19, 2019

David Reeve
Planning for wealth management in 2030
Demographic changes will dramatically alter advisory practices
July 19, 2019

Appointment Notices
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