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Friday July 12, 2019
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Research and Markets
Recession fears, market highs are cause for caution
Reports from PwC, Manulife and Purpose address the uncertainty
July 11, 2019

From the Regulators
IIROC proposes revisions to CE program
Proposed changes aimed at simplifying CE regime are out for comment until Aug. 26
July 11, 2019

Research and Markets
Global VC market softens, but Canada remains robust
Investment is down slightly in the second quarter, KPMG says
July 11, 2019

Industry News
Profit survey: A flat start to 2019
Banks reported some improvement in earnings in the first few months of the year, although most other financial services firms reported decreases
July 11, 2019

People
Raymond James boosts healthcare research team
Rahul Sarugaser is the new managing director
July 11, 2019

From the Regulators
OSC denies former rep's appeal of IIROC disciplinary ruling
Applicant argued that an IIROC panel erred in its findings
July 10, 2019

From the Regulators
FSB surveys firms on coming back from cyberattacks
July 11, 2019

From the Regulators
FINRA provides guidance on enforcement cooperation
July 11, 2019

From the Regulators
OSFI proposes tailored capital rules for smaller banks
July 11, 2019

Brokerage Report Card
Value of holistic planning recognized
As investor needs shift, advisors are embracing a comprehensive look at their clients' finances
May 3, 2019

Appointment Notices
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