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Week of July 05, 2019
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From the Regulators
Former planner disciplined over failed investment scheme
The ASC ordered a permanent ban, $400K fine and millions in disgorgement
June 27, 2019

Products
BMO Nesbitt Burns closes funds, citing proposed tax changes
The rules would prevent funds from using derivative transactions to convert ordinary income into capital gains
June 28, 2019

From the Regulators
OSC scraps pointless cost for fund managers
Decision is effective immediately
June 27, 2019

Products
ETF industry pushes back against tax proposals
Proposed rules from Budget 2019 could negatively impact the Canadian ETF market
June 27, 2019

Products
ETFs could be headed toward direct indexing, experts say
More personalized options could leave a larger role for advisors
June 26, 2019

Research and Markets
ESG risks rising for banks, Moody's says
Banks are exposed to ESG risks both through their own activities and indirectly, through loans and investments
July 2, 2019

From the Regulators
FSRA to lead advisor title reform, while OSC works on other reforms
June 27, 2019

Research and Markets
Housing became more affordable in several Canadian cities, finds RBC
June 27, 2019

Industry News
Wellington-Altus expands service to U.S. clients
June 27, 2019

Industry News
CRA announces prescribed interest rates for Q3
June 27, 2019

Cary List
A welcome new regulatory era in Ontario
The FSRA’s regulation of advisor and planner titles could influence policy in other jurisdictions
June 28, 2019

Appointment Notices
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