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Wednesday June 26, 2019
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From the Regulators
Enforcement sanctions up, caseload down, CSA reports
The CSA imposed $77.5 million in fines and administrative penalties last year
June 26, 2019

Industry News
Court denies investor class action against a former rep
IIROC permanently banned the former rep and fined him $450,000 in 2018
June 26, 2019

Products
ETFs could be headed toward direct indexing, experts say
More personalized options could leave a larger role for advisors
June 26, 2019

Research and Markets
TSX falls despite higher crude oil prices as defensive stocks take hit
S&P/TSX composite index was down 59.06 points on Wednesday
June 26, 2019

Research and Markets
New StatsCan study uncovers the signals of financial distress
StatsCan finds debt-to-asset ratio a better indicator of distress than debt-to-income
June 26, 2019

Research and Markets
Vancouver and Toronto ranked more affordable in 2019: report
From a global perspective, Canada's cities are attractive, says Mercer’s latest Cost of Living survey
June 26, 2019

People
Regtech trade group adds advisory expertise
June 26, 2019

Appointment Notices
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