Investment Executive Weekly newsletter

Week of June 07, 2019
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Industry News
CLHIA scraps compensation disclosure effort
Association withdraws guidance after hearing advisors' concerns
May 31, 2019

Dealers’ Report Card
Dealers' Report Card 2019 main chart
See how advisors rated their firms
May 31, 2019

From the Regulators
Bank of Canada warns about investment scheme
Central bank says it has "no connection to this scam"
June 3, 2019

From the Regulators
Former rep gets four-year trading ban for high closing
Rep admitted to making late-day trades in a venture stock on behalf of a client
June 3, 2019

Research and Markets
Survey finds doctors are concerned about their finances
MD Financial reports that only one-third have concrete plans and goals for retirement
June 4, 2019

Research and Markets
Life expectancy growth stalls: StatsCan
For the first time in more than 40 years, life expectancy at birth did not rise in 2017
May 30, 2019

Industry News
Time to spend your $25 bills
May 31, 2019

Dealers’ Report Card
Back to balance for dealer advisors
May 31, 2019

Building Your Business
A focus on the client
May 31, 2019

Could 0% be the fee of the future?
May 31, 2019

Keith Costello
Deciphering Ontario’s Financial Professionals Title Protection Act
Financial planners and advisors should be aware that the act may go beyond title protection
May 31, 2019

Appointment Notices
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