Investment Executive AM newsletter

Tuesday June 04, 2019
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Research and Markets
Geopolitics and clients' portfolios
Tensions between the U.S. and China will likely manifest over the long term, says a National Bank report
June 3, 2019

Building Your Business
A focus on the client
Since Julia Chung co-founded Spring Financial Planning in 2017, it has grown to include 11 advisors across Canada
May 31, 2019

From the Regulators
Former rep gets four-year trading ban for high closing
Rep admitted to making late-day trades in a venture stock on behalf of a client
June 3, 2019

News
Accessing highways through ETFs
Infrastructure-type equities tend to have a low correlation to other equities
May 31, 2019

From the Regulators
SEC pays tipsters US$3 million for reporting retail investor abuse
Whistleblowers repeatedly reported alleged violations internally before providing a tip to the SEC
June 3, 2019

Industry News
LSE bolsters data business, buying ESG research firm
Beyond Ratings provides ESG data for fixed-income investors
June 3, 2019

Research and Markets
Canadian edibles, topicals market worth $2.7B: Deloitte
June 3, 2019

From the Regulators
Protecting the system from big-bank failures
June 3, 2019

Appointment Notices
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