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Monday June 03, 2019
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From the Regulators
Former rep gets four-year trading ban for high closing
Rep admitted to making late-day trades in a venture stock on behalf of a client
June 3, 2019

From the Regulators
SEC pays tipsters US$3 million for reporting retail investor abuse
Whistleblowers repeatedly reported alleged violations internally before providing a tip to the SEC
June 3, 2019

Industry News
U.S., Mexico officials to begin talks over tariffs, border
Trump’s allies have warned about tariffs harming the U.S. economy
June 3, 2019

Research and Markets
Canadian edibles, topicals market worth $2.7B: Deloitte
Canada will legalize cannabis-infused foods and beverages this year
June 3, 2019

Research and Markets
TSX dips to lowest level since February
Drop comes in spite of rising gold prices
June 3, 2019

Research and Markets
Geopolitics and clients' portfolios
Tensions between the U.S. and China will likely manifest over the long term, says a National Bank report
June 3, 2019

From the Regulators
Protecting the system from big-bank failures
June 3, 2019

Industry News
LSE bolsters data business, buying ESG research firm
June 3, 2019

Research and Markets
U.S. manufacturing cooled down in May
June 3, 2019

Keith Costello
Deciphering Ontario’s Financial Professionals Title Protection Act
Financial planners and advisors should be aware that the act may go beyond title protection
May 31, 2019

Appointment Notices
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