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Week of May 24, 2019
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From the Regulators
IG settles with MFDA over suitability of DSC sales to elderly clients
The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules
May 17, 2019

Research and Markets
Fund fees face added pressure with first U.S. fund that pays investors
Salt Financial LLC will effectively pay investors five basis points to hold its Low truBeta U.S. Market ETF
May 21, 2019

Industry News
Broadridge to acquire RPM Technologies
The deal is valued at approximately US$300 million
May 21, 2019

Research and Markets
Firms see risks on the horizon as LIBOR disappears
LIBOR and other interbank rates will disappear in 2021
May 16, 2019

From the Regulators
U.S. regulators halt alleged Ponzi scheme
May 21, 2019

Industry News
Wealthsimple focused on growth after raising $100 million in capital
May 22, 2019

People
Fairfax names interim CFO after executive's unexpected death
May 21, 2019

Research and Markets
Canada’s housing market doesn’t need a boost: IMF
May 21, 2019

From the Regulators
OSC settles allegations of trading misconduct
May 21, 2019

From the Regulators
BCSC wins bid to enforce disgorgement order in U.S. court
May 22, 2019

Susan Silma
Is technology encouraging short-term thinking in clients?
For clients, information on their investments is now just a click away. Advisors can help minimize their overreaction to market movements.
May 22, 2019

Partner Reports
Getting the right quantity of quality
ETFs offer blue-chip investing options
May 15, 2019

Appointment Notices
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