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Friday May 24, 2019
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From the Regulators
Quebec court upholds $285,000 in fines for illegal brokerage activity
Two individuals and a numbered company were implicated
May 24, 2019

Industry News
Report predicts robo AUM will surpass US$1 trillion within 5 years
Aite Group estimates robo platforms will have $1.26 trillion in AUM by 2023
May 24, 2019

From the Regulators
Complaints about financial planners rose in 2018: FP Canada
Seven complaints were referred to a hearing panel, half as many as the previous year
May 24, 2019

Industry News
Cross-Canada energy corridor concept getting dusted off ahead of election
Conservative leader says corridor could improve certainty for investors
May 24, 2019

Research and Markets
TSX rebounds on trade optimism
But crude oil had its worst week of the year
May 24, 2019

From the Regulators
SEC gives whistleblower $4.5 million
The award is the first under a program designed to incentivize internal reporting
May 24, 2019

Research and Markets
Mortgage debt manageable for most, stress test should remain: C.D. Howe
May 24, 2019

Industry News
Ontario, B.C. regulators warn about unregistered commodities seller
May 24, 2019

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