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Tuesday May 21, 2019
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From the Regulators
IG settles with MFDA over suitability of DSC sales to elderly clients
The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules
May 17, 2019

Products
Global ETF assets reached
US$5.57 trillion last month
Flows into fixed income ETFs are up this year
May 17, 2019

From the Regulators
IIROC delays debt trade
reporting change to 2020
The reduced reporting deadline for debt transactions won't take effect until April
May 17, 2019

Research and Markets
Focusing on fundamentals to overcome short-term volatility
Margins are a more important consideration at this stage in the cycle, a report says
May 17, 2019

Ellen Bessner
If the regulator or SRO comes knocking, answer the door
May 17, 2019

Appointment Notices
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