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Friday May 10, 2019
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From the Regulators
Toronto advisor fined for making unsuitable recommendations
Rep recommended and implemented extensive margin use for two retired clients
May 9, 2019

From the Regulators
CSA proposals aim to give companies faster access to capital
Amendments are aimed at reducing the regulatory burden for issuers that wish to conduct ATM distributions
May 9, 2019

From the Regulators
IIROC promises smarter market surveillance
New system to enhance SRO's ability to detect possible market abuse
May 9, 2019

Industry News
Barriers stymie North American banks from expanding insurance distribution
The bancassurance distribution channel is entrenched in Europe and growing in popularity in Asia
May 9, 2019

Research and Markets
North American stocks drift as U.S. China trade war escalation looms
Market volatility persisted on Thursday
May 9, 2019

Industry News
Firms announce strategic partnership as Natixis buys 11% stake in Fiera
Fiera will distribute Natixis investment strategies to Canadian clients
May 9, 2019

From the Regulators
OSC to consider settlement with NextBlock, Tapscott
May 9, 2019

Industry News
CI Financial reports drop in Q1 net income
May 9, 2019

Research and Markets
A record Q1 for green bonds, Moody's reports
May 9, 2019

Industry News
SIFMA white paper calls for cross-border regulatory co-operation
May 9, 2019

Industry News
iA Financial's profits rise 9% in first quarter
May 9, 2019

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