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Thursday May 09, 2019
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From the Regulators
IIROC promises smarter market surveillance
New system to enhance SRO's ability to detect possible market abuse
May 9, 2019

Industry News
Firms announce strategic partnership as Natixis buys 11% stake in Fiera
Fiera will distribute Natixis investment strategies to Canadian clients
May 9, 2019

From the Regulators
Toronto advisor fined for making unsuitable recommendations
Rep recommended and implemented extensive margin use for two retired clients
May 9, 2019

From the Regulators
OSC to consider settlement with NextBlock, Tapscott
Firm alleged to have misled investors with a slide presentation
May 9, 2019

From the Regulators
CSA proposals aim to give companies faster access to capital
Amendments are aimed at reducing the regulatory burden for issuers that wish to conduct ATM distributions
May 9, 2019

Industry News
iA Financial's profits rise 9% in first quarter
The U.S. divisions saw strong growth
May 9, 2019

Industry News
Barriers stymie North American banks from expanding insurance distribution
May 9, 2019

Industry News
CI Financial reports drop in Q1 net income
May 9, 2019

Products
TD launches three new equity ETFs
May 9, 2019

Cary List
Long overdue title protection coming to Ontario
But the devil will be in the details
May 3, 2019

Appointment Notices
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