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Tuesday April 16, 2019
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Industry News
Canadians uncertain about self-directed online investing: TD
Setting financial goals can help investors gain confidence, bank says
April 15, 2019

From the Regulators
Former fund dealer facing fraud charge
The MFDA permanently banned the dealer in 2016
April 15, 2019

People
CIBC shuffles CEO's brother into new role as head of CIBC Wood Gundy
Ed Dodig is to replace Peter Lee, who will become executive vice-president of banking centres
April 15, 2019

Research and Markets
Canadians’ satisfaction with investment firms drops
This is the first decline in customer satisfaction since 2008, J.D. Powers reports
April 15, 2019

From the Regulators
MFDA fines, permanently bans former rep for falsifying client initials
Rep’s refusal to cooperate with investigation was deemed an aggravating factor
April 15, 2019

People
BMO GAM appoints Stewart Bennett global head of alternatives
The new global alternatives offering incorporates the firm’s existing private equity, real estate and real estate securities businesses
April 15, 2019

Products
Horizons lowers risk rating for Canadian equity index ETF
No changes have been made to its investment objectives or strategies
April 15, 2019

Research and Markets
BoC survey finds negative level of Canadian business sentiment
Sentiment hits negative territory for the first time since 2016
April 15, 2019

Research and Markets
TSX rises on gains in financial and materials sectors; U.S. down on day
The S&P/TSX composite index closed up 34.93 points on Monday
April 15, 2019

Partner Reports

Partner Reports
Get efﬁcient investment access to U.S. markets
ETFs offer choice, currency and tax beneﬁts.
April 15, 2019

Partners’ Place

Appointment Notices
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