Investment Executive AM newsletter

Thursday April 11, 2019
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From the Regulators
IIROC allows exemptions for credit union reps
Agreements allow reps to receive compensation from credit unions for securities-related activities
April 10, 2019

Industry News
Liquid alts index launched by Scotiabank
So far, 22 funds are included in the index
April 10, 2019

From the Regulators
MFDA flags KYC issues, concentration risks among reps
The SRO issued a report Wednesday analyzing data from its client research project
April 10, 2019

Industry News
Proposed class actions filed over ‘excessive’ management fees for mutual funds
RBC and TD are alleged to have overcharged clients for a hidden "closet indexing" investment strategy
April 10, 2019

Industry News
IIAC calls for nominations for 2019 Top Under 40 Award
Nominations will be accepted until June 14
April 10, 2019

From the Regulators
Nova Scotia joins CCMR
Still no planned launch date for the project, which was supposed to begin in 2015
April 10, 2019

Research and Markets
IMF downgrades global, Canadian growth forecasts
Meanwhile, Deloitte predicted "weak" 1.3% growth for Canada this year
April 10, 2019

Products
Desjardins seeks approval for changes to bond fund
If approved, the changes will be effective in July
April 10, 2019

Research and Markets
Higher gas costs led to increase in U.S. consumer prices in March
The consumer price index rose 1.9% compared to a year ago
April 10, 2019

Research and Markets
TSX rises on tame U.S. inflation data
Crude oil hits five-month high
April 10, 2019

From the Regulators
FINTRAC signs agreement with B.C. real estate regulator
This is the first memorandum with a real estate body
April 9, 2019

Appointment Notices
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