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Week of March 15, 2019
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From the Regulators
Retail trading practices face regulators' scrutiny
The CSA and IIROC seek feedback on the impact of internalization on Canadian equity markets
March 12, 2019

Industry News
CIBC boss made $10 million in 2018
Victor Dodig's compensation puts him fifth among the Big Six CEOs
March 13, 2019

Products
Wealthsimple launches zero-commission trading app
Wealthsimple Trade gives users access to stock trading with no minimum account size or paperwork
March 13, 2019

Industry News
One in five Canadians will need to liquidate an asset to pay for debt: survey
Many indebted Canadians are thinking of taking on further leverage
March 13, 2019

Products
Great-West Life launches digital insurance application
SimpleProtect is designed to speed up the application process for clients and advisors
March 12, 2019

Products
Franklin Templeton introduces alt mutual fund
The fund seeks to replicate the returns of high-conviction hedge funds
March 11, 2019

From the Regulators
SEC settles with scores of firms that admitted trailer fee disclosure failures
The firms admitted to failing to properly disclose ongoing mutual fund fees to clients
March 11, 2019

From the Regulators
BCSC panel orders "pump-and-dump" backers banned, fined
Sanctions ordered against three people and a firm
March 11, 2019

News
Newsmaker: Great-West Life's digital transformation
Technology is important, but understanding client needs begins with advisors, says Jeff Macoun
March 8, 2019

News
Certainty for disability planning
Supreme Court makes decision in Henson trust case
March 8, 2019

Paul Bourque
Applying a behavioural lens to improve financial disclosure
Research shows that behavioural insights can improve the way information is shared with investors
March 13, 2019

Appointment Notices
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