Investment Executive AM newsletter

Wednesday March 06, 2019
Your Daily AM e-newsletter and alerts
Go to website

From the Regulators
MFDA warns dealers about conflicts created by fundco promos
A review of dealers' policies on promotional incentives reveals gaps and shortcomings
March 5, 2019

From the Regulators
B.C. boosting ability to seize proceeds of crime
Proposals would make it easier to track funds before they're sent offshore
March 5, 2019

Industry News
Expect rising delinquency rates this year: Equifax
Mortgage delinquency rate rose 1.5% year over year in the fourth quarter
March 5, 2019

From the Regulators
BCSC warns of investment fraud blind spots
Fewer than half of Canadians recognize all the warning signs, a survey says
March 5, 2019

Products
Investing in real estate with ETFs
Funds offer diversification, inflation hedging and international exposure
March 5, 2019

Industry News
SP Wealth rebrands as Sightline Wealth Management
The relaunch formalizes its transition into a full-service wealth management firm
March 5, 2019

From the Regulators
OSC announces hearings, internal work at cutting red tape
Major industry groups, SROs and investor advocates are expected to participate in the roundtable
March 4, 2019

From the Regulators
Regulators issue guidance on final adoption of margin rules for derivatives markets
Implementation to take place through to 2020
March 5, 2019

Research and Markets
TSX ends the day up slightly
North American markets level off after strong start to year
March 5, 2019

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions