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Week of February 15, 2019
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Industry News
BoC takes a close look at cryptocurrencies
Trading volume of cryptoassets is about the same as that of U.S. municipal bonds
February 8, 2019

Research and Markets
Already thriving, the fintech sector is set for more
Canada saw a record 119 deals last year
February 13, 2019

From the Regulators
Former fund rep fined, banned for fleecing widow
"The respondent took advantage of her. The facts are shocking," an MFDA panel said
February 12, 2019

From the Regulators
OSFI examines banks' funding risks
Regulator introduces new disclosure requirements for banks that have been deemed systemically important to Canada's financial system
February 11, 2019

From the Regulators
MFDA warns dealers about KYC failings
Compliance exams uncover an inappropriate one-size-fits-all approach
February 7, 2019

Industry News
Institutional investors seeking greater ESG disclosure
Regulators should lead the way, an EY survey says
February 13, 2019

News
Newsmaker: Taking on the bank-owned firms
Wellington-Altus chairman Charlie Spiring is entering a new venture to do what he does best: Create wealth
February 12, 2019

From the Regulators
Fund rep fined, banned for involving clients in his side hustle
The MFDA alleged the rep launched a coffee business with a client and solicited investments in the business from several others
February 11, 2019

Ian Russell
Investors can benefit from regulatory streamlining
Clients have demanded an integrated platform of products and services driven by their desire for convenient, one-stop shopping
February 14, 2019

Appointment Notices
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