Investment Executive AM newsletter

Wednesday February 13, 2019
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From the Regulators
Former fund rep fined, banned for fleecing widow
"The respondent took advantage of her. The facts are shocking," an MFDA panel said
February 12, 2019

Research and Markets
Canadians upbeat about saving
While half of Canadians plan to save this year, household expenses and debt are the most common obstacles
February 12, 2019

Industry News
Hub International acquires employee benefits firm
The purchase follows recent, similar acquisitions by Hub as it expands its presence in the employee benefits space
February 12, 2019

Research and Markets
Canadian small businesses oppose carbon tax plan
Nearly nine in ten small businesses are against the plan as it's currently structured
February 12, 2019

Research and Markets
Global equity trading up, market cap down for 2018, WFE reports
February 12, 2019

Industry News
Clients should be wary of online "romance scams"
Scammers hustled over $22.5 million last year from Canadians looking for love
February 12, 2019

From the Regulators
IOSCO review finds gaps in trading oversight, mostly in emerging markets
Report looks at 40 jurisdictions
February 12, 2019

From the Regulators
FSB scanning for new threats
International group cites shadow banking, rapid industry innovation and cybersecurity breaches as potential risks
February 12, 2019

Building Your Business
Locking out the bad guys
Viruses and other malicious software can pose a threat to your computer and mobile devices. Protecting your devices can be inexpensive and easy with these antivirus products
February 12, 2019

Focus on Products
Sector Watch: Choosing higher-quality bonds
Bond fund portfolio managers view the interest rate environment as one in which the next move is most likely upward
February 12, 2019

News
Calling the doctors
Wealth-management firms compete for the business of health-care professionals
February 12, 2019

Appointment Notices
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