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Week of February 08, 2019
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Industry News
Three more firms face class actions over trailers
Divisions of RBC, BMO and National Bank named in proposed class actions
February 4, 2019

Research and Markets
Bond funds threaten financial stability, Fitch warns
Agency concerned about "increasing liquidity mismatches and credit risk"
February 6, 2019

Industry News
SCC decision confirms viability of Henson trusts
Vehicle should not be considered an asset in determining eligibility for subsidized housing, court finds
February 5, 2019

Research and Markets
ESG-friendly portfolios could be more resilient in downturns, says BlackRock
The firm finds clients are increasingly interested in sustainable investing
February 6, 2019

From the Regulators
MFDA warns dealers about KYC failings
Compliance exams uncover an inappropriate one-size-fits-all approach
February 7, 2019

From the Regulators
OSFI defends stress tests for borrowers
Regulator calls on mortgage brokers to help borrowers avoid making bad decisions
February 5, 2019

News
Preferred-share ETFs come with risk
Often considered a conservative investment, preferreds remain subject to equity market movements
February 12, 2019

Products
Vanguard launches two asset allocation ETFs
The portfolios are made up of various underlying Vanguard ETFs
February 5, 2019

David Reeve
Technology can ease the regulatory burden
Advisors and dealers are looking for strategies to remain compliant while managing costs and improving client satisfaction
February 7, 2019

Appointment Notices
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