Investment Executive AM newsletter

Monday January 21, 2019
Your Daily AM e-newsletter and alerts
Go to website

From the Regulators
IIROC enforcement activity was flat in 2018
But the total number of decisions rendered by IIROC hearing panels against both firms and advisors increased year-over-year
January 18, 2019

Products
Mutual fund sales declined to end 2018
Long-term funds ended the year in the red with negative net sales of $2.5 billion for the full year
January 18, 2019

Industry News
Record numbers took November CFP exam
The 563 candidates were the most since the FPSC implemented enhanced requirements in 2010
January 18, 2019

Research and Markets
Five things to watch for in Canadian business this week
Wholesale trade, retail sales numbers on deck
January 20, 2019

People
Joe Canavan takes over as CEO of NEXT Canada
The investment industry veteran takes over from Sheldon Levy
January 18, 2019

Research and Markets
TSX rallies for second straight week
The price of crude has hit a two-month high; U.S. markets will be closed Monday
January 18, 2019

Research and Markets
Inflation rises in December on higher airfare, vegetable prices
The increase is likely due in part to a change in methodology
January 18, 2019

From the Regulators
IOSCO calls for greater ESG disclosure
The new guidance from global regulators comes amid increasing investor demand for ESG disclosure
January 18, 2019

From the Regulators
NSSC issues warning about HQBroker
Regulators in Ontario, New Brunswick and Hong Kong already have issued their own warnings about the firm
January 18, 2019

Jamie Golombek
Start 2019 off on the right tax foot
Your employee and retiree clients could take advantage of these astute tax-planning strategies for the current taxation year
January 21, 2019

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions