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Week of January 18, 2019
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Industry News
BMO creates BMO Private Wealth Canada and Asia
Private banking and full-service brokerage unite
January 15, 2019

From the Regulators
OSC establishes task force to reduce regulatory burden
The regulator will look to scrap outdated rules, streamline disclosure requirements and make operational changes to enhance or speed up its dealings with the industry
January 14, 2019

Industry News
Investor submissions to proposed DSC ban reveal anger, frustration
A summary of investor comments on CSA's proposed amendments to National Instrument 81-105
January 11, 2019

From the Regulators
BCSC to reimburse $1M to wronged investors
The money comes from selling the property of a former mutual fund salesperson
January 17, 2019

Industry News
Canadian financial services firms make list of companies committed to gender equality
The Big Six banks, Sun Life and Manulife all made the global list
January 16, 2019

Research and Markets
Reasons not to panic about market volatility
Investor fears may be overblown, say reports
January 16, 2019

People
John Bogle dies aged 89
Founder of the Vanguard Group passes away
January 16, 2019

From the Regulators
IIROC releases priorities for 2019
January 15, 2019

Industry News
RBC iShares alliance indicative of industry trends: report
January 11, 2019

Paul Bourque
Controlling the cost of regulation is a must
Regulators need to introduce systemic changes that will control the growth of regulation, improve regulatory efficiency and reduce the regulatory burden
January 17, 2019

Dustyn Lanz
Retail investors join institutions on climate concerns
Ignoring the financial risks related to climate change no longer is a viable option for investment professionals
January 7, 2019

Appointment Notices
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