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Week of January 11, 2019
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Industry News
RBC GAM, BlackRock Canada create unified ETF family
The strategic alliance between the two asset-management giants will feature 150 ETFs with a combined $60 billion in AUM
January 8, 2019

Industry News
RBC iShares alliance indicative of industry trends: report
National Bank analysts say the new brand represents an “alignment of capabilities”
January 11, 2019

Industry News
Income tax filing changes now effective for 2018
New rules and eliminated credits for the 2018 tax year
January 8, 2019

Industry News
Bear market may increase risks in ETF sector
There are concerns certain risks that materialize under highly stressed market conditions could turn into systemic risks, new IIAC report finds
January 7, 2019

Products
ETFs outsell mutual funds in 2018
Canadian ETFs brought in more than $20 billion in new assets despite the market volatility
January 4, 2019

From the Regulators
IIROC fines Worldsource $100,000
The firm admitted it failed to prevent the double charging of clients who held mutual funds that paid embedded fees within fee-based accounts
January 7, 2019

Research and Markets
Big Six economists forecast moderate growth for 2019
Economists cautiously optimistic despite many risks on the horizon
January 9, 2019

Industry News
Repeat offender sentenced to jail for violating trading ban
Sentence follows a recent conviction and ruling in a separate, criminal matter
January 11, 2019

Industry News
Former registrant sent to jail as BCSC seeks to collect fines
Renee Michelle Penko will spend 30 days in jail
January 10, 2019

Dustyn Lanz
Retail investors join institutions on climate concerns
Ignoring the financial risks related to climate change no longer is a viable option for investment professionals
January 7, 2019

Appointment Notices
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