Investment Executive AM newsletter

Tuesday January 08, 2019
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Industry News
Bear market may increase risks in ETF sector
There are concerns certain risks that materialize under highly stressed market conditions could turn into systemic risks, new IIAC report finds
January 7, 2019

Industry News
Weaker year for investment banks
Equity and debt issuance both declined in 2018, a new report from Thomson Reuters reveals
January 7, 2019

From the Regulators
IIROC fines Worldsource $100,000
The firm admitted it failed to prevent the double charging of clients who held mutual funds that paid embedded fees within fee-based accounts
January 7, 2019

From the Regulators
Increase to limit on covered bond issuance would benefit all banks: DBRS
OSFI is currently considering whether to increase the limit on covered bonds, which have become an important source of funding for the big banks’ uninsured mortgages
January 7, 2019

Research and Markets
TSX rises to start first full week of 2019
The loonie also hit a four-week high on Monday
January 7, 2019

Industry News
BMO creates financial crimes unit
Larry Zelvin will lead the new division, which will focus on cybersecurity and fraud capabilities
January 7, 2019

Industry News
Venture capital group appoints new CEO
Kim Furlong's resumé includes positions in biotech and as an advisor to federal cabinet ministers
January 7, 2019

From the Regulators
Ontario court rules against hedge fund
The court found that IIROC did not have to turn over more information about trading in the shares of Concordia International
January 7, 2019

From the Regulators
Two new members join IAP
Ilana Singer and Daniel Brunet begin two-year terms on Investor Advisory Panel
January 7, 2019

Appointment Notices
Brought to you by: Appointment Notices

Dustyn Lanz
Retail investors join institutions on climate concerns
Ignoring the financial risks related to climate change no longer is a viable option for investment professionals
January 7, 2019


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