Investment Executive Weekly newsletter

Week of December 28, 2018
Your Weekly e-newsletter and alerts
Go to website

Industry News
TFSA annual contribution limit rises to $6,000
The cumulative TFSA contribution limit in 2019 will be $63,500
November 19, 2018

Brokerage Report Card
Brokerage Report Card 2018 results
How investment advisors rated their firms
April 27, 2018

From the Regulators
CSA stands pat on embedded commissions
But regulators are banning DSCs and enhancing regulatory requirements for registrants to avoid situations that place them in a conflict of interest
June 21, 2018

From the Regulators
Ontario pushes back on CSA’s proposed DSC ban
The province’s new government has come out against regulators’ proposals to ban DSCs on mutual funds, which were released for public comment Thursday
September 13, 2018

From the Regulators
Mackenzie fined for excessive promotional spending
The mutual fund company has agreed to pay more than $1 million in penalties and costs for violating sales practices rules
April 6, 2018

Industry News
CRA targets RRSP, TFSA abuses in long-awaited tax document
The federal tax agency also delays implementing registered fee position
October 1, 2018

Industry News
Slideshow: Measuring up each firm’s average advisor
Although overall AUM and productivity are up, this isn’t the case at all firms in this year’s Brokerage Report Card
May 9, 2018

News
Strong relationships drive client loyalty
Advisors with Raymond James, DS and IPC received some of the best ratings from their clients, according to new research
January 15, 2018


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions