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Thursday December 20, 2018
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From the Regulators
Quebec tribunal overturns IIROC decision
An IIROC hearing panel sanctioned a rep for misstatements regarding his dismissal from a previous firm, after the SRO had decided to grant him registration
December 19, 2018

Industry News
HNW offshore investment not deterred by scandals
Clients are becoming more demanding about structuring their wealth in tax-efficient but legal ways
December 19, 2018

Research and Markets
Stocks slump after Fed hikes rates
TSX closes at new low for the year
December 19, 2018

Industry News
OBSI updates terms of reference
Major reforms to the dispute resolution service’s mandate require action from regulators
December 19, 2018

From the Regulators
SEC to conduct trading fee pilot study
December 19, 2018

From the Regulators
Securities regulators flag Affiliated Trade Group
December 19, 2018

Research and Markets
Inflation cooled to 1.7% in November
December 19, 2018

Research and Markets
Ontario to open pre-budget consultations in January
December 19, 2018

Industry News
Sun Life to merge Bentall Kennedy real estate business with GreenOak
December 19, 2018

Products
Foresters offering institutional pricing for two bond funds
December 19, 2018

Building Your Business
Coming clean on foreign property
The CRA is increasing efforts to collect taxes due on assets held offshore. Clients who fail to comply could face hefty penalties

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