Investment Executive AM newsletter

Tuesday December 18, 2018
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From the Regulators
Raymond James fined $125,000 for overcharging clients
More than 6,000 clients in fee-based accounts were charged a higher fee than they should have been
December 17, 2018

Industry News
CRA updates child-related tax folios
Revised folios provide tax guidance for clients who are parents, students or parents of students
December 17, 2018

Industry News
Daily performance checks emotionally draining for investors
The least emotionally taxing experience for clients is when they check their portfolios once a quarter
December 18, 2018

Industry News
Stakeholders urge feds to create public registry of beneficial ownership information
Collecting and publicly disclosing this information would serve as a powerful tool to combat money laundering
December 17, 2018

Research and Markets
Foreign investors cut back buying Canadian bonds
Foreign buying of federal government enterprise bonds is down 60% from last year, NBF says
December 17, 2018

Industry News
Tax scholars join CRA’s offshore compliance advisory committee
December 17, 2018

Products
Hamilton Capital launches Australian financials ETF
December 17, 2018

Industry News
IIAC calls for greater transparency on market data fees
December 17, 2018

Research and Markets
Kensington Venture Fund II raises $85 million
December 17, 2018

Research and Markets
TSX marks new two-year low
December 17, 2018

Jamie Golombek
Taking advantage of TFSAs
With the annual dollar limit increasing in January, there’s no reason why your clients shouldn’t take advantage of this tax-free savings and investment vehicle
December 17, 2018

Appointment Notices
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