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Thursday November 15, 2018
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Industry News
Canaccord continues to grow advisor roster
The firm has added 16 advisory teams from a year ago while client AUA rose by 54.3% year-over-year
November 14, 2018

Industry News
Learnedly introduces cannabis course for advisors
The course is designed to help advisors navigate social situations in which cannabis may be present
November 14, 2018

From the Regulators
TD Waterhouse Canada fined $140,000 for failing to oversee advisor’s trading
The advisor used an active trading strategy to produce more than $1 million in commissions from trading for three senior clients over five years
November 14, 2018

Products
Evolve launches actively managed global fixed-income ETF
Investment manager Allianz Global Investors is acting as subadvisor
November 14, 2018

Products
TDAM introduces three actively managed ETFs
November 14, 2018

Research and Markets
Canadian pension managers liquidity improves substantially: Moody’s
November 14, 2018

From the Regulators
IOSCO seeks feedback on proposed framework for assessing leverage in investment funds

Products
Desjardins closing two equity funds
November 14, 2018

Research and Markets
TSX edges higher on rise in gold, energy
November 14, 2018

Paul Bourque
Leveraging behavioural economics research to enhance disclosure
Existing research shows that providing investors with clear and timely information, in a format that’s proven to be effective, can only lead to better outcomes
November 15, 2018

Magazines
ETF Guide 2018
Take advantage of the expanding ETF universe to help clients reach their goals

Appointment Notices
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