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Wednesday November 14, 2018
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Research and Markets
TSX edges higher on rise in gold, energy
Dow drops 200 points
November 14, 2018

From the Regulators
TD Waterhouse Canada fined $140,000 for failing to oversee advisor’s trading
The advisor used an active trading strategy to produce more than $1 million in commissions from trading for three senior clients over five years
November 14, 2018

Products
Evolve launches actively managed global fixed-income ETF
Investment manager Allianz Global Investors is acting as subadvisor
November 14, 2018

Industry News
Canaccord continues to grow advisor roster
November 14, 2018

Products
TDAM introduces three actively managed ETFs
November 14, 2018

Research and Markets
Canadian pension managers liquidity improves substantially: Moody’s
November 14, 2018

From the Regulators
Ontario trio charged with securities fraud
November 13, 2018

Products
Desjardins closing two equity funds
November 14, 2018

Industry News
Intact joins UNEP FI taskforce to assess intensifying climate change impacts
November 14, 2018

From the Regulators
IOSCO seeks feedback on proposed framework for assessing leverage in investment funds
November 14, 2018

Partner Reports
Stay active with bonds
Invest strategically within fixed income to maximize diversification benefits
November 13, 2018

Appointment Notices
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