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Week of October 12, 2018
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Products
Dynamic introduces two alternative mutual funds
The new funds are based on the CSA’s alternative funds framework
October 9, 2018

From the Regulators
AMF seeks comment on alternative distribution regulations
Proposed framework for the sale of insurance online meant to be flexible
October 10, 2018

From the Regulators
CSA finds shortcomings with cannabis industry disclosure
Many companies did not provide sufficient disclosure about the risks related to their U.S. operations
October 10, 2018

From the Regulators
Omega ATS sanctioned for dissemination of inaccurate information
$500,000 penalty a strong deterrent, OSC panel says, and the firm has spent substantially more to upgrade its systems
October 5, 2018

From the Regulators
Passage of Bill 67 strengthens investor protection in Nova Scotia
Nova Scotia joins two other provinces in giving IIROC full enforcement toolkit
October 12, 2018

From the Regulators
AMF review finds errors in fund risk disclosure
October 12, 2018

Industry News
TD Wealth partnership aims to better understand clients
October 11, 2018

Industry News
BMO announces executive retirements
October 10, 2018

Industry News
CFP exam candidates recognized for top performance
October 10, 2018

Keith Costello
Entrepreneurs need help with their retirement planning
Financial planners and financial advisors need to understand these individuals’ retirement challenges to gain them as clients
October 9, 2018

Special Reports
Attractive opportunities for income-focused investors
Sovereign and corporate emerging-market bonds carry greater risk, but offer potential for significant pick-up in yield to bonds from developed markets
October 9, 2018

Special Reports
Higher returns over the long haul
In spite of their periodic ups and downs, emerging markets have trended higher over time, providing long-term investors with greater risk-adjusted returns than developed markets
October 2, 2018

News
Exploring cryptoasset regulation
Money laundering and tax evasion are key concerns

News
CSA faces opposition
OTC proposals are “too far-reaching,” some groups argue

News
Looking at cannabis
Established market makes cannabis less speculative than blockchain

Appointment Notices
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