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Week of November 09, 2018
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Industry News
CMRA does not violate constitution, Supreme Court rules
With the constitutional challenge resolved, there’s still lots to be done in creating a national regulator
November 9, 2018

Special Reports
Regulators’ attention to mutual funds persists
The CSA is focused on introducing greater investor-protection rules while planning to eliminate some of the unnecessary rules and requirements mutual funds face
November 6, 2018

From the Regulators
OSC Dialogue: Commission launches task force to lighten regulation
Creation of internal group reflects shift in approach toward securities regulation by OSC and the provincial government
November 8, 2018

From the Regulators
Investors support proposed IIROC enforcement alternatives, survey finds
The majority of respondents said the proposed fines for minor rule violations were too low and should be raised
November 8, 2018

Industry News
RBC Wealth Management partners with David Chilton to promote awareness about estate planning
November 8, 2018

Products
Canadian equity fund managers struggle with performance: report
November 5, 2018

Products
CI introduces three liquid alternative funds
November 7, 2018

From the Regulators
BCSC alleges insurance firm’s founders engaged in $47-million fraud
November 7, 2018

Products
Questrade introduces Questwealth ETF portfolios
November 5, 2018

Products
ETF industry weathers October’s market storms
November 5, 2018

Products
CSA reminds investors to look out for ETF Facts
November 5, 2018

From the Regulators
MFDA fines Investia $100,000
November 2, 2018

Mary Hagerman
Making the paradigm shift to ETFs
One advisor shares her journey on making the switch to a fee-based practice focused on providing client portfolios of ETFs
November 8, 2018

Dustyn Lanz
A tipping point for responsible investing
Responsible investing now accounts for a majority of assets under management in Canada
November 5, 2018

News
Skepticism dogs CMRA's progress
A divided industry awaits SCC ruling on national regulator

News
A perfect deal?
Fiera/Canoe deal could be the beginning of a broader relationship

News
Newsmaker: Top Under 40 award is a win for embracing diversity
Top Under 40 Award winner's dedication to underserved communities is a reflection of where the industry is heading

Appointment Notices
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