Investment Executive AM newsletter

Monday November 05, 2018
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From the Regulators
MFDA fines Investia $100,000
HollisWealth, acquired by Investia in 2017, implemented a remote branch supervision structure without first receiving MFDA approval
November 2, 2018

Products
CI makes changes to product lineup
Cambridge to focus U.S. equity research on dividend strategies
November 2, 2018

Industry News
Canadian parents worry kids can spend money too easily
TD survey reveals the importance of teaching children about money management in a digital age
November 1, 2018

Research and Markets
Five things to watch for in Canadian business
Wholesale trade, retail sales numbers on deck
January 20, 2019

From the Regulators
IIROC secures greater enforcement authority in Canada’s territories
November 2, 2018

From the Regulators
BCSC permanently bans convicted fraudster from capital markets
November 2, 2018

Research and Markets
CFA Society Toronto members share their investment predictions
November 2, 2018

People
Bank of Montreal appoints Brian Tobin as vice chairman
November 2, 2018

Products
Fiera proposes mutual fund merger
November 2, 2018

Research and Markets
North American markets break three-day winning streak
November 2, 2018

Industry News
IE’s Calendar of Industry Events
Helping advisors find opportunities for accredited continuing education
June 7, 2024

News
Case reveals importance of having the right POA
If an appointment is challenged, a court is likely to strive to preserve the POA grantor's wishes

Magazines
Looking past the premiums
Permanent life insurance can be good value for wealthy clients who can afford the upfront costs
October 15, 2018

Magazines
Focus on planning
A tech-savvy advisor to HNW clients says the industry needs to change
October 15, 2018

Magazines
Tips from top HNW advisors
Be prepared for the worst — and focus on the client
October 15, 2018

Appointment Notices
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