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Thursday November 01, 2018
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From the Regulators
Revised MFDA sanction guidelines take effect Nov. 15
The revised guidelines adopt a principles-based approach to meting out disciplinary penalties
October 31, 2018

Industry News
Four startups win funding at Canada FinTech Forum
Jury prizes awarded to OWL.co and Symend
October 31, 2018

Industry News
CLHIA campaign targets benefits fraud
The rate of intentional deception is on the rise
October 31, 2018

Products
New Capital International fund focuses on dividends
Capital income builder strategy is now available to Canadian investors
October 31, 2018

Research and Markets
Sustainalytics unveils research product
Product identifies companies that derive at least 5% of their revenue from sustainable products and services
October 31, 2018

Industry News
Failure to report Canadian privacy breaches could mean big fines after Nov. 1
October 31, 2018

From the Regulators
IIROC hearing to consider settlement with Raymond James
October 31, 2018

Research and Markets
TSX ends scary October with second day of triple-digit gains
October 31, 2018

Research and Markets
OTC derivates activity rose in first half
October 31, 2018

Research and Markets
Market for green bonds softens
October 31, 2018

Research and Markets
GDP rose 0.1% in August
October 31, 2018

November 2018 Newspaper

News
CSA reforms get mixed reviews
Investor advocates cite lack of “best interest” standard

News
Estate Planning: Strategy challenged
Common strategy’s wording problematic

News
Changes at AGF
Incoming CEO Kevin McCreadie intends to stay the course

Partners’ Place

Appointment Notices
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