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Friday October 05, 2018
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From the Regulators
FCAC’s new supervision framework now in effect
New enforcement division will improve agency’s ability to protect consumers
October 5, 2018

Research and Markets
TSX, N.Y. markets end down despite strong jobs reports
Dow drops 180 points
October 5, 2018

From the Regulators
Omega ATS sanctioned for dissemination of inaccurate information
$500,000 penalty a strong deterrent, OSC panel says, and the firm has spent substantially more to upgrade its systems
October 5, 2018

From the Regulators
OSC hearing will consider allegations of unregistered trading in CFDs
October 5, 2018

Products
IA Clarington announces portfolio manager changes
October 5, 2018

From the Regulators
OSFI seeks input on revisions to interest rate risk guideline
October 5, 2018

Research and Markets
Unemployment rate dipped to 5.9% in September
October 5, 2018

From the Regulators
CSA permits alternative mutual funds to use leverage
October 4, 2018

Appointment Notices
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