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Week of August 25, 2018
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Products
Make ban on DSC mutual funds retroactive to consultation launch: IAP
Panel expresses concern that DSC products may be sold more aggressively in advance of the prohibition being fully implemented
August 21, 2018

From the Regulators
OSC highlights common compliance deficiencies
Some registered firms are not establishing an adequate compliance system
August 23, 2018

Industry News
Canadians missing out on tax breaks for caregivers: poll
Canadians contribute an average $430 per month to care for aging or ill family members
August 22, 2018

From the Regulators
New chairman for OSC’s Investor Advisory Panel
Neil Gross has served on the Ontario Securities Commission’s IAP since November 2017
August 24, 2018

Industry News
CIBC reports rise in Q3 profit, hikes dividend
August 23, 2018

Industry News
Royal Bank reports Q3 profit up from year ago, raises dividend
August 22, 2018

Products
Mutual fund net sales rebounded in July: IFIC
August 21, 2018

From the Regulators
AML watchdog eases compliance obligations
August 20, 2018

Research and Markets
Blockchain pilot shows BMO is committed to innovation: Moody’s
August 20, 2018

David Reeve
Turning compliance disclosure into a win/win
Compliance disclosure can be confusing to all parties, but there is an opportunity for advisors to provide “pain relief” and stand above their peers
August 20, 2018

Report Cards
Advisors’ Report Card 2018
Advisors are looking to their firms for help in planning for the future

News
The debate over CRM3
Growing resistance to the MFDA’s plan to increase disclosure

News
Beyond Quebec
NBF is making significant investments in Western Canada

News
Greater flexibility
Changes in CDIC coverage include new categories for RESPs and RDSPs

Appointment Notices
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