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Week of August 10, 2018
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Industry News
FPSC proposes “duty of loyalty” for financial planners
The new requirement would introduce “specific obligations” that would expand financial planners’ obligation to prioritize their clients’ interests
August 9, 2018

From the Regulators
Insurance advisor suspended for failure to “act in the best interests of the client”
The advisor borrowed money from a client, representing “breaches of duties which lie at the very root of the agent-client relationship”
August 8, 2018

From the Regulators
IIROC fines advisor $150,000 for failing to prioritize clients’ interests
David Gary Durno implemented an active trading strategy for two senior clients that “generated large commissions for himself and his firm but reduced client profits”
August 9, 2018

From the Regulators
Regulators to create “global sandbox”
The new initiative from the global group, which includes the OSC and the AMF, aims to enable innovation in financial services across borders more quickly and efficiently
August 7, 2018

Research and Markets
Emerging markets expected to drive growth
Report projects global fund industry AUM will rise in the coming years, led by markets in Latin America and Asia
August 8, 2018

Industry News
Power Financial reports record Q2 earnings on strong subsidiaries performance
August 3, 2018

Research and Markets
Growth in executive pay a concern for investors
August 7, 2018

Industry News
CLHIA calls for greater access to annuities within registered plans
August 3, 2018

Research and Markets
U.S. millennials have other priorities besides retirement
August 7, 2018

Industry News
Slideshow: Insurance advisors keen to recommend their agencies
Although the majority of insurance agencies received strong recommendations, there were a few that declined, in advisors’ eyes, this year

Insurance Advisors’ Report Card
How advisors rated their firms
How advisors rated their firms
July 27, 2018

Ellen Bessner
How to adhere to the regulations without reading them all
If you can’t read and digest all the rules, make sure to understand the principles behind them
August 7, 2018

Appointment Notices
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