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Friday July 20, 2018
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Industry News
“Digital front runners” focus on extracting value from data
Canadian financial institutions face a dual challenge of serving customers via digital channels and managing risk and compliance
July 19, 2018

Products
Mutual fund redemptions continued in June
Despite the sales slump, industry assets climbed higher
July 19, 2018

From the Regulators
Former mutual fund rep agrees to conditions to regain registration
Terms and conditions proposed by settlement agreement provide a means to detect or prevent future misconduct
July 19, 2018

From the Regulators
CSA streamlines exempt market reporting requirements
New revisions address complaints from institutional investors and foreign investment dealers
July 19, 2018

From the Regulators
CSA highlights common deficiencies in continuous disclosure
July 19, 2018

Industry News
Financial institutions well positioned to spot money laundering
July 19, 2018

Industry News
IFB launches new AML/ATF course for life licensed advisors
Course helps independent advisors create and maintain a FINTRAC compliance regime

Research and Markets
Industrials and tech help lift TSX
July 19, 2018

Industry News
IE’s Calendar of Industry Events
Helping advisors find opportunities for accredited continuing education
June 7, 2024

Special Reports
Investment Executive’s ETF Summit 2018
On Oct. 3, Investment Executive co-hosted a summit discussing the benefits and challenges of using ETFs.

Special Reports
Advisors and technology
A brave new way to do business

Appointment Notices
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