Investment Executive AM newsletter

Monday July 16, 2018
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From the Regulators
IIROC fines dealer for failure to comply with trading supervision obligations
M Partners sanctioned a second time for audit trail deficiencies
July 13, 2018

Research and Markets
Five things to watch for in Canadian business
Wholesale trade, retail sales numbers on deck
January 20, 2019

From the Regulators
IIROC fines and suspends former Regina advisor
Vulnerable clients of Darryl Joseph Yasinowski suffered significant losses
July 13, 2018

From the Regulators
OSC issues investor alert on HQ Broker
July 13, 2018

From the Regulators
BCSC reaches settlement for unregistered trading
July 13, 2018

Research and Markets
TSX retreats from record close
July 13, 2018

Industry News
IE’s Calendar of Industry Events
Helping advisors find opportunities for accredited continuing education

Special Reports
Investment Executive’s ETF Summit 2018
On Oct. 3, Investment Executive co-hosted a summit discussing the benefits and challenges of using ETFs.

Dustyn Lanz
Growing demand for food a meaty issue for investors
The immense impact of animal farming presents environmental, social and governance risks — as well as opportunities
July 16, 2018

Industry News
CSA proposals will transform investment industry: Russell
Lower revenue and higher compliance costs may force smaller firms out of business and impact advisor compensation
July 12, 2018

Appointment Notices
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