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Wednesday July 04, 2018
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Industry News
Wealth-management firms harness AI to increase efficiency
Hybrid advice model gives firms the opportunity to provide clients with more personalized services
July 4, 2018

From the Regulators
MFDA passes oversight review
CSA says self-regulatory organization meets terms and conditions of its recognition order
July 4, 2018

Industry News
Former missing advisor pleads guilty to fraud
Harold Backer sentenced to 13 months in jail
July 4, 2018

Research and Markets
Toronto stocks up, while loonie edges higher
U.S. markets closed for July 4
July 4, 2018

People
National Bank announces internship winners
The Women in Financial Markets Internship Program is designed to support women seeking careers in financial markets
July 4, 2018

From the Regulators
MFDA bans former Ontario rep
The former advisor misappropriated client funds and and and created fictitious account statements
July 4, 2018

People
Canadian Coalition for Good Governance appoints new executive director
July 4, 2018

From the Regulators
OSC announces continuous disclosure advisory committee members
July 4, 2018

From the Regulators
IOSCO seeks feedback on proposed good practices for commodities storage and delivery
July 4, 2018

Industry News
IE’s Calendar of Industry Events
Helping advisors find opportunities for accredited continuing education
June 7, 2024

Appointment Notices
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