Investment Executive AM newsletter

Monday June 25, 2018
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Industry News
Split reactions to CSA proposals
Industry groups and investor advocates agreed on some of the proposed rules, but opinions were divided on the decision to allow embedded commissions to remain in place
June 22, 2018

Report Card on Banks
Banks deliver for their advisors
Advisors praised their banks' reputation, strong communication efforts and extensive support services, but work remains to be done in other areas
June 22, 2018

Report Card on Banks
A return to growth for advisors’ books
The banks have put accusations of poor sales practices behind them, as advisors report having larger, more productive books
June 22, 2018

Research and Markets
Five things to watch for in Canadian business this week
Wholesale trade, retail sales numbers on deck
January 20, 2019

From the Regulators
MFDA approves settlement with Equity Associates
Mutual fund dealer fined $125,000 for compliance failings
June 22, 2018

Industry News
Scotiabank jumps to top spot in 2018 mobile banking scorecard
CIBC and National Bank slip to second and third place
June 22, 2018

Research and Markets
Higher energy prices keep inflation at 2.2% in May
June 22, 2018

Products
First Asset Canadian Energy Convertible Debenture Fund announces termination
June 22, 2018

David Reeve
Leverage technology to future-proof your business
By removing friction, adding convenience and changing the value proposition, you can protect your practice from the growing influence of robo-advisors
June 25, 2018

Report Cards
Report Card on Banks 2018
Branch-based financial advisors give the Big Six banks higher ratings
22 June 2018

Special Reports
The end of embedded commissions? How we got here
The Canadian Securities Administrators has decided not to ban embedded commissions after all
22 June 2018

News
OSC sets sights on new targets
Establishing “harm” is no easy task
June 22, 2018

News
New fund rule delays
Proposals would make alternative investments more accessible
June 22, 2018

Appointment Notices
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