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Friday June 15, 2018
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From the Regulators
Ben Cheng to pay $400,000 in Amaya insider tipping settlement
Former Aston Hill fund manager agrees to testify as a witness for the OSC
June 15, 2018

Industry News
PlanPlus honours winners of the third annual Canada Financial Planning Awards
Paul Tyers, Jason Pereira and Sterling Rempel were recognized at the CIFPs annual conference in Halifax
June 15, 2018

From the Regulators
OSC alleges Caldwell failed to fulfill its best execution obligations
Regulator to consider allegations against portfolio and investment manager at July 3 hearing
June 15, 2018

Research and Markets
Energy stocks drag down TSX
Loonie falls more than a U.S. penny this week as investors turn to greenback
June 15, 2018

Industry News
CUPW calls for postal banking
Postal banking services would provide underserved communities with greater access to affordable financial services
June 15, 2018

Products
Unitholders approve change to Horizons robotics ETF
June 15, 2018

From the Regulators
FINRA initiative aims to transform registration
June 15, 2018

Products
Harvest announces name changes for multiple ETFs
June 15, 2018

Research and Markets
Revenue growth continues for Canada’s big banks: DBRS
June 15, 2018

Industry News
IE’s Calendar of Industry Events
Helping advisors find opportunities for accredited continuing education
June 7, 2024

Your Time
Have an “unplugged” vacation
Taking a break from contact with the office is essential to getting rested and recharged
June 14, 2018

Appointment Notices
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