Investment Executive AM newsletter

Monday June 11, 2018
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Industry News
Insurers find greater value in new recruits
An important way for firms to improve the retention of insurance advisors is to provide management responsibilities
June 8, 2018

From the Regulators
OSC to consider settlement with Royal Mutual Funds
The regulator alleges the fund dealer violated the mutual fund sales practices rule by paying reps higher commissions to sell its proprietary funds
June 8, 2018

From the Regulators
OSC alleges former head of crystal Crystal Wealth engaged in fraud
Clayton Smith engaged in fraud, regulator alleges
June 8, 2018

Research and Markets
Five things to watch for in Canadian business
Inflation report coming on Friday
June 17, 2018

Industry News
Canadians less satisfied with banking apps
June 8, 2018

People
RBC fires head of U.S. capital markets over workplace relationship
June 8, 2018

From the Regulators
OSFI discussion paper examines possible reforms to reinsurance supervision
June 8, 2018

From the Regulators
FCA introduces premium listing category for sovereign-controlled companies
June 8, 2018

Research and Markets
Canada’s unemployment rate holds steady at 5.8%
June 8, 2018

Industry News
IE’s Calendar of Industry Events
Helping advisors find opportunities for accredited continuing education
June 7, 2024

Ellen Bessner
New enforcement powers have major implications for some advisors
Court enforcement means penalized advisors who have left the industry need a new approach
June 11, 2018

Focus on Products
Sector Watch: Good times for American growth
Rising interest rates, uncertainty about NAFTA and rumblings of trade wars haven't dampened optimism about U.S. stocks
June 1, 2018

Appointment Notices
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