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Thursday June 14, 2018
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From the Regulators
Royal Mutual Funds reprimanded for violating sales practices rule
Fund dealer paid reps 10 bps more in commissions for selling its proprietary RBC Portfolio Solutions funds
June 14, 2018

Industry News
The biggest challenge advisors may face is managing clients’ emotional reactions
Advisors see a tough road ahead of them in helping clients prepare for financial obstacles
June 14, 2018

From the Regulators
Former head of Crystal Wealth banned for misappropriating $11.8 million
The case highlights the lack of governance requirements for mutual funds that distribute securities in the exempt market
June 14, 2018

Research and Markets
TSX finishes higher on strength of gold
Nasdaq closes at record high
June 14, 2018

From the Regulators
CCIR releases model disclosure document for seg funds
June 14, 2018

From the Regulators
Proposed derivatives business conduct rules an important milestone
June 14, 2018

Products
Fidelity fund brings growth and value styles together
June 14, 2018

Research and Markets
Key household debt ratio creeps lower in first quarter
June 14, 2018

Industry News
CRA to improve call-centre services
June 14, 2018

Ian Russell
Robust internal growth offers alternative to acquisitions
Adopting a strategy focused on technology would give a firm’s advisors greater potential to grow their businesses
June 14, 2018

Appointment Notices
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