Investment Executive PM newsletter

Wednesday May 16, 2018
Your Daily PM e-newsletter and alerts
Go to website

Products
Mutual fund firms concerned with lack of guidance on promotional spending
Following several high-profile administrative penalties for “excessive” spending on promotional activities and non-monetary benefits, there’s little clarity from regulators as to what’s acceptable
May 16, 2018

Report Cards
Slideshow: How a brokerage firm’s ratings impact advisors’ recommendations
Although advisors are likely to recommend their firm to another advisor, this changes sometimes based on their perception of their brokerage
May 16, 2018

Products
Surge in alternative investments expected
Amendments to NI 81-102 that are likely to be adopted this year would provide advisors with an intriguing new category of products to offer clients
May 16, 2018

Research and Markets
Commodity stocks boost TSX
Loonie moves higher
May 16, 2018

Industry News
IA Financial expands access to retirement planning website
May 16, 2018

Products
RBC announces redemption of RBC Trust Capital Securities - Series 2008-1
May 16, 2018

Industry News
Time to update NAFTA, SIFMA CEO says
May 16, 2018

Research and Markets
Canada named the third top investment destination by global executives
May 16, 2018

From the Regulators
AMF seeks candidates for its technology advisory committee
May 16, 2018

People
Jean Desgagné leaves TMX
May 16, 2018

Report Cards
Brokerage Report Card 2018
Advisors face a foggy future
27 April 2018

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions