Investment Executive PM newsletter

Wednesday April 25, 2018
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Industry News
Offering ETFs will mean new requirements for mutual fund dealers
Training, due diligence, trading instructions among issues MFDA firms will have to consider
April 25, 2018

From the Regulators
IAP frustrated with slow pace on improving investor protection
Investor Advisory Panel calls on regulators to adopt a “best interest” standard as soon as possible
April 25, 2018

From the Regulators
Ontario woman convicted of fraud
The conviction follows an OSC investigation into the sale of promissory notes offering 15% returns to investors
April 25, 2018

Research and Markets
TSX shows modest gain
U.S markets mixed; Loonie down
April 25, 2018

Products
Canfin Financial adopts advisorDUO
The online digital wealth platform gives advisors access to ETFs
April 25, 2018

Research and Markets
Banks that assert digital leadership will thrive and prosper: Moody’s
Banks that lack the vision or resources to develop competitive digital strategies will be disrupted
April 25, 2018

Industry News
SP Wealth selects Nest Wealth digital platform
April 25, 2018

Products
LionGuard Capital launches new fund for registred accounts
April 25, 2018

People
Co-operators chief client officer to retire
April 25, 2018

Appointment Notices
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