Investment Executive AM newsletter

Wednesday April 25, 2018
Your Daily AM e-newsletter and alerts
Go to website

Research and Markets
Pro-Financial and former CEO fined for breaching securities laws
Registrants must not place their self-interest ahead of the interests of investors, OSC panel says
April 24, 2018

Industry News
GWL executive named new head of Financial Horizons
Nick Pszeniczny, executive vice president of the Advisory Network, GWL’s, Canada Life’s and London Life’s combined distribution organization, will step into his new role on July 1
April 24, 2018

From the Regulators
1832 to pay $950,000 settlement
OSC investigation reveals firm violated sales rule by overspending on gifts for reps and conference attendees
April 24, 2018

Industry News
Report outlines FAIR Canada’s achievements
The investor advocacy group is working to ensure that securities regulation protects and meets the needs of all investors
April 24, 2018

Products
Fewer Canadians have disability insurance
Without the proper financial protection in place, workers are putting themselves and their families at risk
April 24, 2018

Industry News
B.C. law targets condo flipping, tax evasion, rental home protection
April 25, 2018

Products
Co-operators offers online self-serve term life insurance
April 24, 2018

From the Regulators
Fundserv proposes rules for new service providers
April 24, 2018

Regulators’ Report Card
NASAA report confirms progress to comply with DOL fiduciary rule
April 24, 2018

Research and Markets
Reports criticize Ontario’s public finances
April 24, 2018

Keith Costello
Market trends will have a greater influence than new regulatory standards
Financial planners and financial advisors need to understand the market trends affecting financial planning and the evolution of advice
April 23, 2018

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions