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Friday April 20, 2018
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Industry News
FPSC reports increase in public complaints
More than half of the cases heard by FPSC’s disciplinary hearing panel in 2017 resulted in a suspension
April 20, 2018

From the Regulators
OSC to consider settlement with 1832
Regulator alleges investment fund manager violated mutual fund sales practices rule
April 20, 2018

Research and Markets
TSX closes higher
New York markets retreat
April 20, 2018

From the Regulators
MFDA bans P.E.I. advisor
April 20, 2018

Products
Mutual fund sales pulled back in March
April 20, 2018

Industry News
Ottawa’s new privacy rules give businesses flexibility on data breach reporting
April 20, 2018

Research and Markets
Inflation accelerates in March
April 20, 2018

Products
Mutual fund advisors get access to platform-traded funds
NEO Connect and Univeris partner to expand platform to mutual fund dealers
April 19, 2018

Appointment Notices
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